Clifford M. Noreen - May 17, 2024 Form 4/A Insider Report for BARINGS CORPORATE INVESTORS (MCI)

Signature
/s/ Jessica Restivo Attorney- in - Fact
Stock symbol
MCI
Transactions as of
May 17, 2024
Transactions value $
$0
Form type
4/A
Date filed
5/23/2024, 02:57 PM
Date Of Original Report
May 21, 2024
Previous filing
Jan 26, 2024
Next filing
Jun 20, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCI Barings Non-Qualified Thrift Plan 327K May 17, 2024 Common Shares ("Shares of Beneficial Interest") 327K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.

Remarks:

Amended Form 4 on 5/23/24 Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. This filing is an amendment to a previous Form 4 filed on May 21, 2024. The sale transaction disclosed in the May 21, 2024 filing was reported in error and this filing is being made to report the correct amount of common shares now held through the non-qualified compensation deferral plan.