Wiltrout Jeffrey T. - 22 May 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Corporate Strategy
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
22 May 2024
Net transactions value
-$45,875
Form type
4
Filing time
23 May 2024, 13:01:55 UTC
Previous filing
05 Mar 2024
Next filing
24 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $75,324 +530 +89% $142.12 1,128 22 May 2024 Direct
transaction CMI Common Options Exercise $60,469 +370 +33% $163.43 1,498 22 May 2024 Direct
transaction CMI Common Options Exercise $41,626 +260 +17% $160.10 1,758 22 May 2024 Direct
transaction CMI Common Tax liability $51,375 -179 -10% $287.01 1,579 22 May 2024 Direct
transaction CMI Common Tax liability $74,049 -258 -16% $287.01 1,321 22 May 2024 Direct
transaction CMI Common Tax liability $97,870 -341 -26% $287.01 980 22 May 2024 Direct
holding CMI Common 334 22 May 2024 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -260 -100% $0.000000* 0 22 May 2024 Common 260 $160.10 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -370 -100% $0.000000* 0 22 May 2024 Common 370 $163.43 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -530 -100% $0.000000* 0 22 May 2024 Common 530 $142.12 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.