Bonnie J. Fetch - May 21, 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Supply Chain
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
May 21, 2024
Transactions value $
-$133,252
Form type
4
Date filed
5/22/2024, 03:33 PM
Previous filing
Mar 5, 2024
Next filing
Dec 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $302K +1.85K +143.86% $163.43 3.14K May 21, 2024 Direct
transaction CMI Common Options Exercise $175K +1.3K +41.45% $134.68 4.44K May 21, 2024 Direct
transaction CMI Common Options Exercise $121K +848 +19.12% $142.12 5.28K May 21, 2024 Direct
transaction CMI Common Tax liability -$150K -526 -9.95% $285.96 4.76K May 21, 2024 Direct
transaction CMI Common Tax liability -$223K -780 -16.39% $285.96 3.98K May 21, 2024 Direct
transaction CMI Common Tax liability -$358K -1.25K -31.45% $285.96 2.73K May 21, 2024 Direct
holding CMI Common 1.48K May 21, 2024 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -1.85K -100% $0.00* 0 May 21, 2024 Common 1.85K $163.43 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -848 -53% $0.00 752 May 21, 2024 Common 848 $142.12 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -1.3K -100% $0.00* 0 May 21, 2024 Common 1.3K $134.68 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.