Hope M. Jarkowski - May 16, 2024 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Chief Legal Officer
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
May 16, 2024
Transactions value $
$4,868,990
Form type
4
Date filed
5/20/2024, 06:03 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BR Common Stock 1.25 May 16, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Award $770K +3.9K $197.30 3.9K May 16, 2024 Common Stock 3.9K $0.00 Direct F1
transaction BR Restricted Stock Unit Award $568K +2.88K $197.30 2.88K May 16, 2024 Common Stock 2.88K $0.00 Direct F2
transaction BR Restricted Stock Unit Award $205K +1.04K $197.30 1.04K May 16, 2024 Common Stock 1.04K $0.00 Direct F3
transaction BR Stock Option (Right to Buy) Award $3.33M +16.3K $204.03 16.3K May 16, 2024 Common Stock 16.3K $204.03 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2025.
F2 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2026.
F3 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2027.
F4 Stock options vest equally over four years beginning May 16, 2025.