Hope M. Jarkowski - 16 May 2024 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Chief Legal Officer
Signature
Maria Allen, Power of Attorney
Issuer symbol
BR
Transactions as of
16 May 2024
Net transactions value
+$4,868,990
Form type
4
Filing time
20 May 2024, 18:03:12 UTC
Next filing
05 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BR Common Stock 1 16 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Restricted Stock Unit Award $770,062 +3,903 $197.30 3,903 16 May 2024 Common Stock 3,903 $0.000000 Direct F1
transaction BR Restricted Stock Unit Award $568,027 +2,879 $197.30 2,879 16 May 2024 Common Stock 2,879 $0.000000 Direct F2
transaction BR Restricted Stock Unit Award $204,600 +1,037 $197.30 1,037 16 May 2024 Common Stock 1,037 $0.000000 Direct F3
transaction BR Stock Option (Right to Buy) Award $3,326,301 +16,303 $204.03 16,303 16 May 2024 Common Stock 16,303 $204.03 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2025.
F2 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2026.
F3 Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on April 1, 2027.
F4 Stock options vest equally over four years beginning May 16, 2025.