| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Sale | -$886K | -4.42K | -9.49% | $200.65 | 42.1K | May 20, 2024 | Direct | F1 |
| holding | JPM | Common Stock | 59.1K | May 20, 2024 | By GRAT | F1 | |||||
| holding | JPM | Common Stock | 6.01K | May 20, 2024 | By Trust | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Balances reflect a) 7,800 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on April 29, 2024; b) 6,012 shares transferred from a GRAT to the Grantor's Family Trust on April 29, 2024; c) 6,797 shares transferred from a GRAT to the Grantor on May 6, 2024; and d) 45,175 shares transferred from the Grantor to fund a GRAT on May 7, 2024. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13. |
poafriedman.txt