Jennifer Rumsey - 17 May 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President & CEO, Director
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
17 May 2024
Net transactions value
+$1,363,553
Form type
4
Filing time
17 May 2024, 18:05:40 UTC
Previous filing
06 May 2024
Next filing
02 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $771,266 +7,070 +77% $109.09 16,276 17 May 2024 Direct
transaction CMI Common Options Exercise $366,678 +2,680 +16% $136.82 18,956 17 May 2024 Direct
transaction CMI Common Options Exercise $171,587 +1,340 +7.1% $128.05 20,296 17 May 2024 Direct
transaction CMI Common Options Exercise $54,022 +350 +1.7% $154.35 20,646 17 May 2024 Direct
transaction CMI Common Tax liability $0 -261 -1.3% $0.000000 20,385 17 May 2024 Direct
transaction CMI Common Tax liability $0 -928 -4.6% $0.000000 19,457 17 May 2024 Direct
transaction CMI Common Tax liability $0 -1,901 -9.8% $0.000000 17,556 17 May 2024 Direct
transaction CMI Common Tax liability $0 -4,630 -26% $0.000000 12,926 17 May 2024 Direct
holding CMI Common 1,464 17 May 2024 By 401(k) Plan F1
holding CMI Common 11,373 17 May 2024 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -2,680 -100% $0.000000* 0 17 May 2024 Common 2,680 $136.82 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -7,070 -61% $0.000000 4,570 17 May 2024 Common 7,070 $109.09 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -350 -100% $0.000000* 0 17 May 2024 Common 350 $154.35 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -1,340 -100% $0.000000* 0 17 May 2024 Common 1,340 $128.05 Direct
holding CMI Stock Option (Right-to-Buy) 13,320 17 May 2024 Common 13,320 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 8,760 17 May 2024 Common 8,760 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 6,950 17 May 2024 Common 6,950 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12,330 17 May 2024 Common 12,330 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1,235 17 May 2024 Common 1,235 $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.