Jennifer Rumsey - May 17, 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President & CEO, Director
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
May 17, 2024
Transactions value $
$1,363,553
Form type
4
Date filed
5/17/2024, 06:05 PM
Previous filing
May 6, 2024
Next filing
Jul 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $771K +7.07K +76.8% $109.09 16.3K May 17, 2024 Direct
transaction CMI Common Options Exercise $367K +2.68K +16.47% $136.82 19K May 17, 2024 Direct
transaction CMI Common Options Exercise $172K +1.34K +7.07% $128.05 20.3K May 17, 2024 Direct
transaction CMI Common Options Exercise $54K +350 +1.72% $154.35 20.6K May 17, 2024 Direct
transaction CMI Common Tax liability $0 -261 -1.26% $0.00 20.4K May 17, 2024 Direct
transaction CMI Common Tax liability $0 -928 -4.55% $0.00 19.5K May 17, 2024 Direct
transaction CMI Common Tax liability $0 -1.9K -9.77% $0.00 17.6K May 17, 2024 Direct
transaction CMI Common Tax liability $0 -4.63K -26.37% $0.00 12.9K May 17, 2024 Direct
holding CMI Common 1.46K May 17, 2024 By 401(k) Plan F1
holding CMI Common 11.4K May 17, 2024 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -2.68K -100% $0.00* 0 May 17, 2024 Common 2.68K $136.82 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -7.07K -60.74% $0.00 4.57K May 17, 2024 Common 7.07K $109.09 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -350 -100% $0.00* 0 May 17, 2024 Common 350 $154.35 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -1.34K -100% $0.00* 0 May 17, 2024 Common 1.34K $128.05 Direct
holding CMI Stock Option (Right-to-Buy) 13.3K May 17, 2024 Common 13.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 8.76K May 17, 2024 Common 8.76K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 6.95K May 17, 2024 Common 6.95K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12.3K May 17, 2024 Common 12.3K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1.24K May 17, 2024 Common 1.24K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.