Gregory Hayes - Apr 25, 2024 Form 4 Insider Report for RTX Corp (RTX)

Role
Chairman and CEO, Director
Signature
/s/ Michelle G. Gewandter, as Attorney-In-Fact
Stock symbol
RTX
Transactions as of
Apr 25, 2024
Transactions value $
-$9,105,214
Form type
4
Date filed
4/29/2024, 05:06 PM
Previous filing
Apr 2, 2024
Next filing
May 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock +Options Exercise $15,958,361 +224,734 +39.65% $71.01 791,457 Apr 25, 2024 Direct F1
transaction RTX Common Stock +Options Exercise $12,041,355 +140,884 +17.8% $85.47 932,341 Apr 25, 2024 Direct F1
transaction RTX Common Stock -Disposed to Issuer -$1,756,337 -17,297 -1.86% $101.54 915,044 Apr 25, 2024 Direct
transaction RTX Common Stock -Sell -$2,279,444 -22,424 -2.45% $101.65 892,620 Apr 25, 2024 Direct F2
transaction RTX Common Stock -Disposed to Issuer -$3,494,335 -34,366 -3.85% $101.68 858,254 Apr 25, 2024 Direct
transaction RTX Common Stock -Disposed to Issuer -$3,550,420 -35,014 -4.08% $101.40 823,240 Apr 25, 2024 Direct
transaction RTX Common Stock -Disposed to Issuer -$3,550,464 -35,049 -4.26% $101.30 788,191 Apr 25, 2024 Direct
transaction RTX Common Stock -Disposed to Issuer -$4,273,454 -42,045 -5.33% $101.64 746,146 Apr 25, 2024 Direct
transaction RTX Common Stock -Disposed to Issuer -$4,273,440 -42,049 -5.64% $101.63 704,097 Apr 25, 2024 Direct
transaction RTX Common Stock -Sell -$6,826,087 -67,338 -9.56% $101.37 636,759 Apr 25, 2024 Direct F3
transaction RTX Common Stock -Disposed to Issuer -$7,100,950 -70,036 -11% $101.39 566,723 Apr 25, 2024 Direct
holding RTX Common Stock 1,096 Apr 25, 2024 By Children's Trust Accounts
holding RTX Common Stock 12,747 Apr 25, 2024 By Savings Plan Trustee
holding RTX Common Stock 874 Apr 25, 2024 By Spouse
holding RTX Common Stock 2,859 Apr 25, 2024 By Spouse's Savings Plan Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Stock Appreciation Right -Options Exercise $0 -140,884 -100% $0.00 0 Apr 25, 2024 Common Stock 140,884 $85.47 Direct
transaction RTX Stock Appreciation Right -Options Exercise $0 -224,734 -100% $0.00 0 Apr 25, 2024 Common Stock 224,734 $71.01 Direct

Explanation of Responses:

Id Content
F1 The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.62 to $101.71 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.30 to $101.54 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.