GREGORY HAYES - 25 Apr 2024 Form 4 Insider Report for RTX Corp (RTX)

Signature
/s/ Michelle G. Gewandter, as Attorney-In-Fact
Issuer symbol
RTX
Transactions as of
25 Apr 2024
Net transactions value
-$9,105,214
Form type
4
Filing time
29 Apr 2024, 17:06:23 UTC
Previous filing
02 Apr 2024
Next filing
02 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RTX Common Stock Options Exercise $15,958,361 +224,734 +40% $71.01 791,457 25 Apr 2024 Direct F1
transaction RTX Common Stock Options Exercise $12,041,355 +140,884 +18% $85.47 932,341 25 Apr 2024 Direct F1
transaction RTX Common Stock Disposed to Issuer $1,756,337 -17,297 -1.9% $101.54 915,044 25 Apr 2024 Direct
transaction RTX Common Stock Sale $2,279,444 -22,424 -2.5% $101.65 892,620 25 Apr 2024 Direct F2
transaction RTX Common Stock Disposed to Issuer $3,494,335 -34,366 -3.9% $101.68 858,254 25 Apr 2024 Direct
transaction RTX Common Stock Disposed to Issuer $3,550,420 -35,014 -4.1% $101.40 823,240 25 Apr 2024 Direct
transaction RTX Common Stock Disposed to Issuer $3,550,464 -35,049 -4.3% $101.30 788,191 25 Apr 2024 Direct
transaction RTX Common Stock Disposed to Issuer $4,273,454 -42,045 -5.3% $101.64 746,146 25 Apr 2024 Direct
transaction RTX Common Stock Disposed to Issuer $4,273,440 -42,049 -5.6% $101.63 704,097 25 Apr 2024 Direct
transaction RTX Common Stock Sale $6,826,087 -67,338 -9.6% $101.37 636,759 25 Apr 2024 Direct F3
transaction RTX Common Stock Disposed to Issuer $7,100,950 -70,036 -11% $101.39 566,723 25 Apr 2024 Direct
holding RTX Common Stock 1,096 25 Apr 2024 By Children's Trust Accounts
holding RTX Common Stock 12,747 25 Apr 2024 By Savings Plan Trustee
holding RTX Common Stock 874 25 Apr 2024 By Spouse
holding RTX Common Stock 2,859 25 Apr 2024 By Spouse's Savings Plan Account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RTX Stock Appreciation Right Options Exercise $0 -140,884 -100% $0.000000* 0 25 Apr 2024 Common Stock 140,884 $85.47 Direct
transaction RTX Stock Appreciation Right Options Exercise $0 -224,734 -100% $0.000000* 0 25 Apr 2024 Common Stock 224,734 $71.01 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.62 to $101.71 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.
F3 The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $101.30 to $101.54 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.