JOHN D. JOHNS - 17 Apr 2024 Form 4 Insider Report for REGIONS FINANCIAL CORP (RF)

Role
Director
Signature
Elizabeth H. Townsend - Attorney-in-Fact
Issuer symbol
RF
Transactions as of
17 Apr 2024
Net transactions value
$0
Form type
4
Filing time
19 Apr 2024, 16:50:13 UTC
Previous filing
03 Apr 2024
Next filing
03 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RF Common Stock Options Exercise $0 +43,883 +98% $0.000000 88,663 17 Apr 2024 Direct F1
holding RF Common Stock 1,661 17 Apr 2024 By IRA
holding RF Common Stock 965 17 Apr 2024 By Spouse F2
holding RF Common Stock 384 17 Apr 2024 By Spouse IRA F2
holding RF Common Stock 19,506 17 Apr 2024 By trust for benefit of children of which spouse is trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RF Restricted Stock Units Options Exercise $0 -43,883 -100% $0.000000* 0 17 Apr 2024 Common Stock 43,883 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

JOHN D. JOHNS is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted stock units were settled in shares of common stock on a one-for-one basis on April 17, 2024.
F2 Reporting person disclaims beneficial ownership of these shares.
F3 Each restricted stock unit represents a contingent right to receive one share of common stock.
F4 In accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, the reporting person's restricted stock units were settled in shares of common stock on April 17, 2024, the date of the reporting person's termination of service as a director.
F5 Includes quarterly cash dividends that were reinvested in restricted stock units.