William I. Miller - Mar 18, 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
Director
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Mar 18, 2024
Transactions value $
$0
Form type
4
Date filed
3/19/2024, 04:29 PM
Previous filing
May 10, 2023
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Other $0 -350 -0.68% $0.00 51.4K Mar 18, 2024 Direct F1, F2, F3
holding CMI Common 167 Mar 18, 2024 By Child #3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Units 4.97K Mar 18, 2024 Common 4.97K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Cummins, Inc. ("Cummins") common stock disposed of by the Reporting Person in the offer by Cummins to exchange up to 67,054,726 shares of Atmus Filtration Technologies Inc. ("Atmus") common stock for outstanding shares of Cummins common stock thatwere validly tendered and not validly withdrawn (the "Exchange Offer"), as more fully described in a registration statement on Form S-4 (File No. 333-277051) originally filed by Atmus with the Securities and Exchange Commission on February 14, 2024 and declared effective March 7, 2024.
F2 Pursuant to the Exchange Offer, the Reporting Person disposed of 349.6276 shares of Cummins common stock in exchange for 4,205 shares of Atmus common stock, based on the final exchange ratio of 12.0298 shares of Atmus common stock per share of Cummins common stock accepted in the Exchange Offer.
F3 Includes 695.550 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.
F4 These securities generally do not carry a conversion price, exercise date or expiration date.
F5 Includes 107.4219 dividend equivalent shares credited under the Cummins Inc. Deferred Compensation Plan for Non-Employee Directors since the most recently filed Form 4.

Remarks:

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