| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CMI | Common | +Grant/Award | $0 | +1,170 | +20.42% | $0.00 | 6,899 | Mar 1, 2024 | Direct | F1 |
| transaction | CMI | Common | -Tax liability | -$91,078 | -337 | -4.88% | $270.26 | 6,562 | Mar 1, 2024 | Direct | F2 |
| holding | CMI | Common | 478 | Mar 1, 2024 | By 401(k) Plan | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CMI | Stock Option (Right-to-Buy) | 4,850 | Mar 1, 2024 | Common | 4,850 | $109.09 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 2,665 | Mar 1, 2024 | Common | 2,665 | $142.12 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 3,125 | Mar 1, 2024 | Common | 3,125 | $149.72 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 2,175 | Mar 1, 2024 | Common | 2,175 | $160.10 | Direct | ||||||
| holding | CMI | Stock Option (Right-to-Buy) | 3,085 | Mar 1, 2024 | Common | 3,085 | $163.43 | Direct |
| Id | Content |
|---|---|
| F1 | Reflects 20.8430 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4. |
| F2 | Shares withheld to satisfy tax liabilities relating to earned performance shares. |
| F3 | The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |