Adin M. Tooker - Feb 29, 2024 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role
EVP
Signature
Anthony J. Salerno, Jr., Attorney-in-Fact
Stock symbol
HIG
Transactions as of
Feb 29, 2024
Transactions value $
-$784,494
Form type
4
Date filed
3/4/2024, 04:24 PM
Previous filing
Feb 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HIG Common Stock Sale -$784K -8.21K -24.12% $95.60 25.8K Feb 29, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HIG Stock Option 20.6K Feb 29, 2024 Common Stock 20.6K $43.59 Direct F2
holding HIG Stock Option 20.2K Feb 29, 2024 Common Stock 20.2K $48.89 Direct F3
holding HIG Stock Option 26.7K Feb 29, 2024 Common Stock 26.7K $49.01 Direct F4
holding HIG Stock Option 25.2K Feb 29, 2024 Common Stock 25.2K $51.87 Direct F5
holding HIG Stock Option 24.9K Feb 29, 2024 Common Stock 24.9K $53.81 Direct F6
holding HIG Stock Option 24.1K Feb 29, 2024 Common Stock 24.1K $55.27 Direct F7
holding HIG Stock Option 24.2K Feb 29, 2024 Common Stock 24.2K $69.41 Direct F8
holding HIG Stock Option 24.3K Feb 29, 2024 Common Stock 24.3K $78.28 Direct F9
holding HIG Stock Option 16.5K Feb 29, 2024 Common Stock 16.5K $95.74 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Tooker on October 31, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2 The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F3 The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F4 The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F5 The options became fully exercisable on February 23, 2024, the third anniversary of the grant date.
F6 The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F7 The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
F8 One-third of the options became exercisable on February 23, 2023, an additional one-third of the options became exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
F9 One-third of the options became exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.
F10 One-third of the options will become exercisable on February 27, 2025, an additional one-third of the options will become exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.