Thomas P. Carey - Feb 28, 2024 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
Corporate VP
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Feb 28, 2024
Transactions value $
-$1,112,794
Form type
4
Date filed
2/28/2024, 01:20 PM
Previous filing
Feb 16, 2024
Next filing
Apr 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $1.45M +14.7K +129.94% $98.31 26K Feb 28, 2024 Direct
transaction BR Common Stock Sale -$2.56M -12.7K -48.9% $201.02 13.3K Feb 28, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise $0 -14.7K -100% $0.00* 0 Feb 28, 2024 Common Stock 14.7K $98.31 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.77 - $201.58, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.