Rafael Carrasco - Feb 20, 2024 Form 4/A Insider Report for WASTE MANAGEMENT INC (WM)

Signature
Courtney Tippy, Attorney-in-fact
Stock symbol
WM
Transactions as of
Feb 20, 2024
Transactions value $
$0
Form type
4/A
Date filed
2/26/2024, 01:08 PM
Date Of Original Report
Feb 21, 2024
Previous filing
Feb 15, 2024
Next filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WM Common Stock Options Exercise $241K +2.82K +20.9% $85.34 16.3K Feb 20, 2024 Direct F1
transaction WM Common Stock Options Exercise $63.1K +860 +5.26% $73.34 17.2K Feb 20, 2024 Direct F1
transaction WM Common Stock Options Exercise $32.7K +383 +2.58% $85.34 15.3K Feb 21, 2024 Direct
transaction WM Common Stock Options Exercise $10.3K +140 +0.92% $73.34 15.4K Feb 21, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WM Stock Option (Right to Buy) Options Exercise -$241K -2.82K -88.06% $85.34 383 Feb 20, 2024 Common Stock 2.82K $85.34 Direct F2
transaction WM Stock Option (Right to Buy) Options Exercise -$63.1K -860 -86% $73.34 140 Feb 20, 2024 Common Stock 860 $73.34 Direct F2
transaction WM Stock Option (Right to Buy) Options Exercise -$32.7K -383 -100% $85.34 0 Feb 21, 2024 Common Stock 383 $85.34 Direct F2
transaction WM Stock Option (Right to Buy) Options Exercise -$10.3K -140 -100% $73.34 0 Feb 21, 2024 Common Stock 140 $73.34 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Amended to reflect that a portion of the option exercises occurred on the following day.
F2 Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.