Rafael Carrasco - 20 Feb 2024 Form 4/A Insider Report for WASTE MANAGEMENT INC (WM)

Signature
Courtney Tippy, Attorney-in-fact
Issuer symbol
WM
Transactions as of
20 Feb 2024
Net transactions value
$0
Form type
4/A
Filing time
26 Feb 2024, 13:08:18 UTC
Date Of Original Report
21 Feb 2024
Previous filing
15 Feb 2024
Next filing
27 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WM Common Stock Options Exercise $241,000 +2,824 +21% $85.34 16,336 20 Feb 2024 Direct F1
transaction WM Common Stock Options Exercise $63,068 +860 +5.3% $73.34 17,196 20 Feb 2024 Direct F1
transaction WM Common Stock Options Exercise $32,685 +383 +2.6% $85.34 15,253 21 Feb 2024 Direct
transaction WM Common Stock Options Exercise $10,267 +140 +0.92% $73.34 15,393 21 Feb 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WM Stock Option (Right to Buy) Options Exercise $241,000 -2,824 -88% $85.34 383 20 Feb 2024 Common Stock 2,824 $85.34 Direct F2
transaction WM Stock Option (Right to Buy) Options Exercise $63,068 -860 -86% $73.34 140 20 Feb 2024 Common Stock 860 $73.34 Direct F2
transaction WM Stock Option (Right to Buy) Options Exercise $32,685 -383 -100% $85.34 0 21 Feb 2024 Common Stock 383 $85.34 Direct F2
transaction WM Stock Option (Right to Buy) Options Exercise $10,267 -140 -100% $73.34 0 21 Feb 2024 Common Stock 140 $73.34 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Amended to reflect that a portion of the option exercises occurred on the following day.
F2 Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.