| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Sale | $798,039 | -4,459 | -5.9% | $178.97 | 71,347 | 16 Feb 2024 | Direct | F1 |
| holding | JPM | Common Stock | 19,256 | 16 Feb 2024 | By Family Trust | F1 | |||||
| holding | JPM | Common Stock | 118,693 | 16 Feb 2024 | By GRATs | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Balance reflects a) 21,354 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on Jan 26, 2024; b) 2,459 shares transferred from a GRAT to the Grantor's Family Trust on Jan 26, 2024; c) 27,379 shares transferred from the Grantor for funding of a GRAT on Feb 7, 2024; and d) 16,835 shares transferred from a GRAT to the Grantor on Feb 13, 2024. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |