Shane G. Eddy - Feb 14, 2024 Form 4 Insider Report for RTX Corp (RTX)

Role: President, P&W
Signature: /s/ Michelle G. Gewandter, as Attorney-In-Fact
Stock symbol: RTX
Transactions as of: Feb 14, 2024
Transactions value $: -$3,233,216
Form type: 4
Date filed: 2/15/2024, 05:08 PM
Previous filing: Feb 12, 2024
Next filing: Jul 30, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RTX	Common Stock	Options Exercise	$633K	+7.41K	+17.74%	$85.47	49.1K	Feb 14, 2024	Direct	F1
transaction	RTX	Common Stock	Sale	-$41.5K	-456	-0.93%	$91.05	48.7K	Feb 14, 2024	Direct
transaction	RTX	Common Stock	Disposed to Issuer	-$633K	-6.95K	-14.27%	$91.07	41.7K	Feb 14, 2024	Direct
transaction	RTX	Common Stock	Sale	-$3.19M	-35K	-83.85%	$91.19	6.74K	Feb 14, 2024	Direct	F2
holding	RTX	Common Stock						91	Feb 14, 2024	By Savings Plan Trustee

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RTX	Stock Appreciation Right	Options Exercise	$0	-7.41K	-100%	$0.00^*	0	Feb 14, 2024	Common Stock	7.41K	$85.47	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
F2	The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $91.14 to $91.225 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

Content

The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $91.14 to $91.225 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.