| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WM | Common Stock | Award | $3,591,240 | +18,244 | +60% | $196.84 | 48,703 | 13 Feb 2024 | Direct | F1 |
| transaction | WM | Common Stock | Tax liability | $1,284,414 | -6,525 | -14% | $196.84 | 39,678 | 13 Feb 2024 | Direct | |
| transaction | WM | Common Stock | Sale | $154,564 | -775 | -2% | $199.44 | 38,903 | 14 Feb 2024 | Direct | F2, F3 |
| transaction | WM | Common Stock | Sale | $498,750 | -2,500 | -6.4% | $199.50 | 36,403 | 14 Feb 2024 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan |
| F2 | Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan. |
| F3 | This transaction was executed in multiple trades at prices ranging from $199.43 to $199.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |