| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WM | Common Stock | Award | $2.76M | +14K | +33.87% | $196.85 | 55.5K | Feb 13, 2024 | Direct | F1 |
| transaction | WM | Common Stock | Tax liability | -$954K | -4.84K | -8.73% | $196.85 | 50.6K | Feb 13, 2024 | Direct | |
| transaction | WM | Common Stock | Sale | -$154K | -775 | -1.53% | $198.63 | 49.9K | Feb 14, 2024 | Direct | F2 |
| holding | WM | Common Stock | 2.54K | Feb 13, 2024 | By 401(k) Plan |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan |
| F2 | Sale of additional shares to cover personal federal income tax obligation pursuant to a Rule 10b5-1 Trading Plan. |