Sharon R. Barner - 15 Feb 2024 Form 4 Insider Report for CUMMINS INC (CMI)

Role
VP - Chief Administrative Off.
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
15 Feb 2024
Net transactions value
-$1,320,429
Form type
4
Filing time
15 Feb 2024, 15:07:50 UTC
Previous filing
25 May 2023
Next filing
16 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Options Exercise $1,065,900 +7,500 +42% $142.12 25,374 15 Feb 2024 Direct
transaction CMI Common Options Exercise $497,420 +3,500 +14% $142.12 28,874 15 Feb 2024 Direct
transaction CMI Common Sale $551,748 -2,100 -7.3% $262.74 26,774 15 Feb 2024 Direct F1
transaction CMI Common Sale $602,854 -2,302 -8.6% $261.88 24,472 15 Feb 2024 Direct F2
transaction CMI Common Sale $807,811 -3,098 -13% $260.75 21,374 15 Feb 2024 Direct F3
transaction CMI Common Sale $921,337 -3,500 -16% $263.24 17,874 15 Feb 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -3,500 -22% $0.000000 12,490 15 Feb 2024 Common 3,500 $142.12 Direct
transaction CMI Stock Option (Right-to-Buy) Options Exercise $0 -7,500 -60% $0.000000 4,990 15 Feb 2024 Common 7,500 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 9,560 15 Feb 2024 Common 9,560 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12,978 15 Feb 2024 Common 12,978 $163.43 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $262.42 - $263.12. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $261.35 - $262.30. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $260.33 - $261.20. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $263.00 - $263.55. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.

Remarks:

barnerpoa.txt