Key facts
- This page summarizes David L. Gitlin's Form 4 filing for CARRIER GLOBAL Corp (CARR).
- 10 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 09 Feb 2024, 16:26.
David L. Gitlin - 08 Feb 2024 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)
- Issuer symbol
- CARR
- Report date
- 08 Feb 2024
- Net transaction value
- -$19,202,986
- Form type
- 4
- Accepted by SEC
- 09 Feb 2024, 16:26:12 UTC
- Previous filing
- 06 Feb 2024
- Next filing
- 03 Apr 2024
- SEC filing
- View on sec.gov
- Reporting owner signature
- /s/ Erin O'Neal as Attorney-in-Fact
Source evidence
5 source fields
Reporting owner
1 detail
Key filing fact
David L. Gitlin filed Form 4 for CARRIER GLOBAL Corp (CARR) on 09 Feb 2024.
Change
- Previous filing in this sequence was filed on 06 Feb 2024.
- Current net transaction value: -$19,202,986.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $6,858,500
- Shares
- +320,042
- Change %
- +67%
- Price
- $21.43
- Shares after
- 800,850
- Date
- 08 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $1,074,655
- Shares
- +67,250
- Change %
- +8.4%
- Price
- $15.98
- Shares after
- 868,100
- Date
- 08 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $867,556
- Shares
- +46,819
- Change %
- +5.4%
- Price
- $18.53
- Shares after
- 914,919
- Date
- 08 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $753,400
- Shares
- +39,158
- Change %
- +4.3%
- Price
- $19.24
- Shares after
- 954,077
- Date
- 08 Feb 2024
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Tax liability
- Transaction value
- $9,554,024
- Shares
- -176,730
- Change %
- -19%
- Price
- $54.06
- Shares after
- 777,347
- Date
- 08 Feb 2024
- Ownership
- Direct
CARR
transaction
Common Stock
Sale
- Transaction value
- $19,203,073
- Shares
- -354,539
- Change %
- -46%
- Price
- $54.16
- Shares after
- 422,808
- Date
- 08 Feb 2024
- Ownership
- Direct
- Footnotes
- F2
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 176,397
- Date
- 08 Feb 2024
- Ownership
- By Family Trust
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 102,374
- Date
- 08 Feb 2024
- Ownership
- By Spouse's Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CARR
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -39,158
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 08 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 39,158
- Exercise price
- $19.24
CARR
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -320,042
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 08 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 320,042
- Exercise price
- $21.43
CARR
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -46,819
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 08 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 46,819
- Exercise price
- $18.53
CARR
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -67,250
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 08 Feb 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 67,250
- Exercise price
- $15.98
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
Footnote F2
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $53.51 to $54.665 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.