Key facts
- This page summarizes Patrick P. Goris's Form 4 filing for CARRIER GLOBAL Corp (CARR).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 01 Feb 2024, 16:34.
Patrick P. Goris - 30 Jan 2024 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)
- Reporting relationship
- Senior VP & CFO
- Issuer ticker
- CARR
- Reported as of
- 30 Jan 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Feb 2024, 16:34:20 UTC
- Prior SEC filing
- 08 Dec 2023
- Next SEC filing
- 06 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Erin O'Neal as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Patrick P. Goris filed Form 4 for CARRIER GLOBAL Corp (CARR) on 01 Feb 2024.
Change
- Previous filing in this sequence was filed on 08 Dec 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CARR
transaction
Derivative
Stock Appreciation Right
Award
- Transaction value
- $0
- Shares
- +77,295
- Change %
- Price
- $0.000000
- Shares after
- 77,295
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 77,295
- Exercise price
- $56.33
- Footnotes
- F1
CARR
transaction
Derivative
Stock Appreciation Right
Award
- Transaction value
- $0
- Shares
- +172,535
- Change %
- Price
- $0.000000
- Shares after
- 172,535
- Date
- 30 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 172,535
- Exercise price
- $56.33
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The reporting person was also awarded 29,980 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.
Footnote F2
The reporting person was also awarded 44,615 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest equally on the third, fourth, and fifth anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth over a three-year time period.