Key facts
- This page summarizes Christopher Swift's Form 4 filing for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG).
- 6 reported transactions and 10 derivative rows are listed below.
- Accepted by SEC: 19 Jan 2024, 16:26.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
Sale
Options Exercise
Sale
No transaction description listed
No transaction description listed
No transaction description listed
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
Options Exercise
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
No transaction description listed
Additional SEC filing notes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Footnote F1
The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.
Footnote F2
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.00 - $83.18 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F3
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.00 - $83.015 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Footnote F4
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
Footnote F5
The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
Footnote F6
The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
Footnote F7
The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
Footnote F8
One-third of the options became exercisable on February 23, 2022, an additional one-third of the options became exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
Footnote F9
The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
Footnote F10
The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
Footnote F11
One-third of the options became exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
Footnote F12
One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.