Robin Leopold - 13 Jan 2024 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Head of Human Resources
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
13 Jan 2024
Net transactions value
-$1,074,294
Form type
4
Filing time
16 Jan 2024, 19:10:46 UTC
Previous filing
28 Mar 2023
Next filing
18 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Options Exercise $0 +7,100 +22% $0.000000 38,735 13 Jan 2024 Direct F1
transaction JPM Common Stock Options Exercise $0 +5,655 +15% $0.000000 44,390 13 Jan 2024 Direct F1
transaction JPM Common Stock Tax liability $1,074,294 -6,224 -14% $172.60 38,166 13 Jan 2024 Direct
holding JPM Common Stock 9,874 13 Jan 2024 By GRAT
holding JPM Common Stock 9,874 13 Jan 2024 By Spouse's GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JPM Restricted Stock Units Options Exercise $0 -5,655 -100% $0.000000* 0 13 Jan 2024 Common Stock 5,655 Direct F1, F2
transaction JPM Restricted Stock Units Options Exercise $0 -7,100 -50% $0.000000 7,101 13 Jan 2024 Common Stock 7,100 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2 Restricted stock units vest 50% on January 13, 2023 and 50% on January 13, 2024.
F3 Restricted stock units vest 50% on January 13, 2024 and 50% on January 13, 2025.