-
Signature
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/s/ Holly Youngwood under POA
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Stock symbol
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JPM
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Transactions as of
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Jan 13, 2024
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Transactions value $
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-$2,660,601
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Form type
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4
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Date filed
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1/16/2024, 07:10 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
JPM |
Common Stock |
Options Exercise |
$0 |
+13K |
+6.64% |
$0.00 |
208K |
Jan 13, 2024 |
Direct |
F1 |
| transaction |
JPM |
Common Stock |
Options Exercise |
$0 |
+12.7K |
+6.08% |
$0.00 |
221K |
Jan 13, 2024 |
Direct |
F1 |
| transaction |
JPM |
Common Stock |
Tax liability |
-$2.1M |
-12.2K |
-5.5% |
$172.61 |
209K |
Jan 13, 2024 |
Direct |
|
| transaction |
JPM |
Common Stock |
Sale |
-$562K |
-3.37K |
-1.61% |
$166.73 |
205K |
Jan 16, 2024 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
JPM |
Restricted Stock Units |
Options Exercise |
$0 |
-12.7K |
-100% |
$0.00* |
0 |
Jan 13, 2024 |
Common Stock |
12.7K |
|
Direct |
F1, F2 |
| transaction |
JPM |
Restricted Stock Units |
Options Exercise |
$0 |
-13K |
-50% |
$0.00 |
13K |
Jan 13, 2024 |
Common Stock |
13K |
|
Direct |
F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: