| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NRG | Common Stock, par value $.01 per share | Award | $0 | +15.8K | +29.95% | $0.00 | 68.5K | Jan 2, 2024 | Direct | F1 |
| transaction | NRG | Common Stock, par value $.01 per share | Options Exercise | $655K | +12.8K | +18.67% | $51.25 | 81.2K | Jan 2, 2024 | Direct | F2 |
| transaction | NRG | Common Stock, par value $.01 per share | Options Exercise | $75.2K | +1.47K | +1.81% | $51.25 | 82.7K | Jan 2, 2024 | Direct | F3 |
| transaction | NRG | Common Stock, par value $.01 per share | Tax liability | $0 | -671 | -0.81% | $0.00 | 82K | Jan 2, 2024 | Direct | F4 |
| transaction | NRG | Common Stock, par value $.01 per share | Tax liability | $0 | -869 | -1.06% | $0.00 | 81.2K | Jan 2, 2024 | Direct | F5 |
| transaction | NRG | Common Stock, par value $.01 per share | Tax liability | $0 | -2.3K | -2.83% | $0.00 | 78.9K | Jan 2, 2024 | Direct | F6 |
| transaction | NRG | Common Stock, par value $.01 per share | Tax liability | -$220K | -4.29K | -5.44% | $51.25 | 74.6K | Jan 2, 2024 | Direct | F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NRG | Relative Performance Stock Units | Options Exercise | -$655K | -12.8K | -100% | $51.25 | 0 | Jan 2, 2024 | Common Stock, par value $.01 per share | 12.8K | Direct | F8 | |
| transaction | NRG | Dividend Equivalent Rights | Options Exercise | -$75.2K | -1.47K | -100% | $51.25 | 0 | Jan 4, 2024 | Common Stock, par value $.01 per share | 1.47K | $0.00 | Direct |
| Id | Content |
|---|---|
| F1 | Represents Restricted Stock Units issued to the Reporting Person under the LTIP. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three-year period beginning on the first anniversary date of the grant. |
| F2 | The Reporting Person was issued 12,780 Relative Performance Stock Units by NRG Energy, Inc. under the Amended and Restated Long-Term Incentive Plan that vested subject to certain performance conditions on January 2, 2023. |
| F3 | In connection with the vesting of the RPSUs described above, an incremental 1,467 DERs vested. Dividend equivalent rights accrue on the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. |
| F4 | On January 2, 2021, the Reporting Person was issued 4,559 RSUs by NRG under the LTIP. On January 2, 2024, 1,523 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 671 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 174 DERs vested, resulting in the Reporting Person holding 1,323 DERs in the aggregate. |
| F5 | On January 2, 2022, the Reporting Person was issued 6,502 RSUs by NRG under the LTIP. On January 2, 2023, 2,165 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 869 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 171 DERs vested, resulting in the Reporting Person holding 1,152 DERs in the aggregate. |
| F6 | On January 2, 2023, the Reporting Person was issued 19,365 RSUs by NRG under the LTIP. On January 2, 2023, 6,448 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of Common Stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,299 shares of Common Stock to satisfy the Reporting Person's tax withholding obligation. In connection with the vesting of the RSUs, 265 DERs vested, resulting in the Reporting Person holding 887 DERs in the aggregate. |
| F7 | The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of Common Stock for Relative Performance Stock Units having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,292 shares of Common Stock to satisfy their tax withholding obligation. |
| F8 | Conversion price not applicable. |