Jeffrey A. Dowdle - Jan 2, 2024 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
COO & Head of Asset Mgmt.
Signature
/s/ Jeffrey A. Dowdle by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Jan 2, 2024
Transactions value $
-$101,800
Form type
4
Date filed
1/3/2024, 02:53 PM
Previous filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Tax liability -$102K -913 -1.76% $111.50 50.8K Jan 2, 2024 Direct
holding RJF Common Stock 1.13K Jan 2, 2024 by Daughter EC F1
holding RJF Common Stock 13.4K Jan 2, 2024 ESOP F2
holding RJF Common Stock 1.13K Jan 2, 2024 UTMA Custodian for Son GT F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 29, 2023.

Remarks:

This Form 4 reports a disposition to the issuer of shares to cover tax liability incident to the previously-reported vesting of Performance RSUs.