Tashtego S. Elwyn - Jan 2, 2024 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
CEO & President - RJA
Signature
/s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Jan 2, 2024
Transactions value $
-$121,312
Form type
4
Date filed
1/3/2024, 02:53 PM
Previous filing
Dec 18, 2023
Next filing
Feb 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Tax liability -$121K -1.09K -1.58% $111.50 67.9K Jan 2, 2024 Direct
holding RJF Common Stock 7.2K Jan 2, 2024 ESOP F1
holding RJF Common Stock 75 Jan 2, 2024 UTMA Custodian for Daughter F2
holding RJF Common Stock 75 Jan 2, 2024 UTMA Custodian for Son F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 29, 2023.
F2 The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Remarks:

This Form 4 reports a disposition to the issuer of shares to cover tax liability incident to the previously-reported vesting of Performance RSUs.