Horace Carter - Dec 15, 2023 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
President, Fixed Income
Signature
/s/ Horace Carter by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Dec 15, 2023
Transactions value $
$0
Form type
4
Date filed
12/18/2023, 12:08 PM
Previous filing
Dec 5, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Award $0 +5.41K $0.00 5.41K Dec 15, 2023 Common Stock 5.41K Direct F1, F2
transaction RJF Restricted Stock Units Award $0 +1.04K $0.00 1.04K Dec 15, 2023 Common Stock 1.04K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2 RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.
F3 Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Remarks:

This Form 4 reports (i) a grant of retention RSUs to the reporting person, and (ii) a grant of RSUs as a portion of the annual bonus to the reporting person.