George Catanese - 04 Dec 2023 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Risk Officer
Signature
/s/ George Catanese by Jonathan J. Doyle as Attorney-in-Fact
Issuer symbol
RJF
Transactions as of
04 Dec 2023
Net transactions value
-$412,685
Form type
4
Filing time
05 Dec 2023, 10:55:01 UTC
Previous filing
27 Nov 2023
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Gift $0 -150 -0.95% $0.000000 15,578 04 Dec 2023 Direct
transaction RJF Common Stock Sale $412,685 -3,866 -25% $106.75 11,712 04 Dec 2023 Direct F1, F2
holding RJF Common Stock 268 04 Dec 2023 ESOP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average sale price. The range of prices for such transaction was $106.70 to $106.85.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.

Remarks:

This Form 4 reports the open market sale by the reporting person of shares of common stock and the gift of shares by the reporting person.