George Catanese - Dec 4, 2023 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Chief Risk Officer
Signature
/s/ George Catanese by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Dec 4, 2023
Transactions value $
-$412,685
Form type
4
Date filed
12/5/2023, 10:55 AM
Previous filing
Nov 27, 2023
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Gift $0 -150 -0.95% $0.00 15.6K Dec 4, 2023 Direct
transaction RJF Common Stock Sale -$413K -3.87K -24.82% $106.75 11.7K Dec 4, 2023 Direct F1, F2
holding RJF Common Stock 268 Dec 4, 2023 ESOP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average sale price. The range of prices for such transaction was $106.70 to $106.85.
F3 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.

Remarks:

This Form 4 reports the open market sale by the reporting person of shares of common stock and the gift of shares by the reporting person.