Key facts
- This page summarizes Patrick P. Goris's Form 4 filing for CARRIER GLOBAL Corp (CARR).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Dec 2023, 16:15.
Patrick P. Goris - 01 Dec 2023 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)
- Reporting relationship
- Senior Vice President & CFO
- Issuer ticker
- CARR
- Reported as of
- 01 Dec 2023
- Net transaction value
- -$386,537
- SEC form
- 4
- Accepted by SEC
- 04 Dec 2023, 16:15:52 UTC
- Prior SEC filing
- 03 Feb 2023
- Next SEC filing
- 08 Dec 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Erin O'Neal as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick P. Goris filed Form 4 for CARRIER GLOBAL Corp (CARR) on 04 Dec 2023.
Change
- Previous filing in this sequence was filed on 03 Feb 2023.
- Current net transaction value: -$386,537.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +18,457
- Change %
- +82%
- Price
- $0.000000
- Shares after
- 40,866
- Date
- 01 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Tax liability
- Transaction value
- $386,537
- Shares
- -7,263
- Change %
- -18%
- Price
- $53.22
- Shares after
- 33,603
- Date
- 01 Dec 2023
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CARR
transaction
Derivative
Restricted Stock Unit RSU
Options Exercise
- Transaction value
- $0
- Shares
- -18,457
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Dec 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 18,457
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
Footnote F2
The reporting person was granted these RSUs on December 1, 2020 and these are the last of three tranches that vested over a three-year period.