Patrick P. Goris - Dec 1, 2023 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
Senior Vice President & CFO
Signature
/s/ Erin O'Neal as Attorney-in-Fact
Stock symbol
CARR
Transactions as of
Dec 1, 2023
Transactions value $
-$386,537
Form type
4
Date filed
12/4/2023, 04:15 PM
Previous filing
Feb 3, 2023
Next filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CARR Common Stock Options Exercise $0 +18.5K +82.36% $0.00 40.9K Dec 1, 2023 Direct F1
transaction CARR Common Stock Tax liability -$387K -7.26K -17.77% $53.22 33.6K Dec 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Unit RSU Options Exercise $0 -18.5K -100% $0.00* 0 Dec 1, 2023 Common Stock 18.5K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2 The reporting person was granted these RSUs on December 1, 2020 and these are the last of three tranches that vested over a three-year period.