Tony Satterthwaite - 01 Dec 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
Senior Vice President
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
01 Dec 2023
Net transactions value
$0
Form type
4
Filing time
04 Dec 2023, 16:01:50 UTC
Previous filing
25 May 2023
Next filing
21 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Award $0 +4,408 +6.4% $0.000000 73,741 01 Dec 2023 Direct F1
holding CMI Common 2,336 01 Dec 2023 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 24,250 01 Dec 2023 Common 24,250 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 11,170 01 Dec 2023 Common 11,170 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 24,510 01 Dec 2023 Common 24,510 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 15,630 01 Dec 2023 Common 15,630 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 10,860 01 Dec 2023 Common 10,860 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 15,420 01 Dec 2023 Common 15,420 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 9,250 01 Dec 2023 Common 9,250 $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Earned performance-based restricted stock units that vest 3/1/2024
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Remarks:

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