| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RJF | Common Stock | Award | $0 | +1,229 | +0.01% | $0.000000 | 17,605,833 | 20 Nov 2023 | By Thomas A. James Family Rev Trust | F1 |
| holding | RJF | Common Stock | 50,625 | 20 Nov 2023 | By James Ventures, Inc. | ||||||
| holding | RJF | Common Stock | 1,500,000 | 20 Nov 2023 | By TA James Ventures Partnership | ||||||
| holding | RJF | Common Stock | 727 | 20 Nov 2023 | ESOP | F2 | |||||
| holding | RJF | Common Stock | 162,730 | 20 Nov 2023 | Spouse |
| Id | Content |
|---|---|
| F1 | Vesting of Performance Restricted Stock Units (PRSUs) granted on December 15, 2020. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021. |
| F2 | Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023. |
This Form 4 reports the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/15/2020 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period. james.poa.txt