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Signature
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/s/ Jodi Perry by Jonathan J. Doyle as Attorney-in-Fact
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Stock symbol
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RJF
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Transactions as of
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Nov 20, 2023
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Transactions value $
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-$151,103
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Form type
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4
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Date filed
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12/1/2023, 03:14 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
RJF |
Common Stock |
Award |
$0 |
+675 |
+9.44% |
$0.00 |
7.83K |
Nov 20, 2023 |
Direct |
F1 |
transaction |
RJF |
Common Stock |
Options Exercise |
$0 |
+1.5K |
+16.74% |
$0.00 |
10.5K |
Nov 29, 2023 |
Direct |
F2 |
transaction |
RJF |
Common Stock |
Tax liability |
-$37.5K |
-365 |
-3.49% |
$102.73 |
10.1K |
Nov 29, 2023 |
Direct |
|
transaction |
RJF |
Common Stock |
Options Exercise |
$0 |
+4.5K |
+44.58% |
$0.00 |
14.6K |
Nov 30, 2023 |
Direct |
F2 |
transaction |
RJF |
Common Stock |
Tax liability |
-$114K |
-1.1K |
-7.5% |
$103.75 |
13.5K |
Nov 30, 2023 |
Direct |
|
holding |
RJF |
Common Stock |
|
|
|
|
|
5K |
Nov 20, 2023 |
ESOP |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RJF |
Restricted Stock Units |
Options Exercise |
$0 |
-1.5K |
-100% |
$0.00* |
0 |
Nov 29, 2023 |
Common Stock |
1.5K |
|
Direct |
F2, F4 |
transaction |
RJF |
Restricted Stock Units |
Options Exercise |
$0 |
-4.5K |
-60% |
$0.00 |
3K |
Nov 30, 2023 |
Common Stock |
4.5K |
|
Direct |
F2, F5, F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
Remarks:
This Form 4 reports (i) the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/15/2020 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period, (ii) the partial vestings of RSUs awarded to the reporting person, and (iii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vestings.