Clifford M. Noreen - Nov 6, 2023 Form 4 Insider Report for BARINGS CORPORATE INVESTORS (MCI)

Role
Chairman of Fund, Director
Signature
Latavea Cross as attorney-in-fact
Stock symbol
MCI
Transactions as of
Nov 6, 2023
Transactions value $
$119,480
Form type
4
Date filed
12/1/2023, 08:56 AM
Previous filing
Aug 30, 2023
Next filing
Jan 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MCI Common Shares ("Shares of Beneficial Interest") 20K Nov 6, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCI Barings Non-Qualified Thrift Plan Other $119K +7.39K +2.36% $16.16 321K Nov 6, 2023 Common Shares ("Shares of Beneficial Interest") 7.39K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
F2 Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.