Jennifer Rumsey - 22 Nov 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President & CEO, Director
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Issuer symbol
CMI
Transactions as of
22 Nov 2023
Net transactions value
-$356
Form type
4
Filing time
27 Nov 2023, 20:02:23 UTC
Previous filing
03 Oct 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Sale $356 -2 -0.15% $164.60 1,440 22 Nov 2023 By 401(k) Plan F1, F2
holding CMI Common 2,367 22 Nov 2023 Direct
holding CMI Common 11,373 22 Nov 2023 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 11,640 22 Nov 2023 Common 11,640 $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1,340 22 Nov 2023 Common 1,340 $128.05 Direct
holding CMI Stock Option (Right-to-Buy) 2,680 22 Nov 2023 Common 2,680 $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13,320 22 Nov 2023 Common 13,320 $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1,070 22 Nov 2023 Common 1,070 $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 8,760 22 Nov 2023 Common 8,760 $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 350 22 Nov 2023 Common 350 $154.35 Direct
holding CMI Stock Option (Right-to-Buy) 6,950 22 Nov 2023 Common 6,950 $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12,330 22 Nov 2023 Common 12,330 $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1,235 22 Nov 2023 Common 1,235 $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale was made as a realignment of investments in 401(k) Plan.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Remarks:

rumseypoa.txt