Jennifer Rumsey - Nov 22, 2023 Form 4 Insider Report for CUMMINS INC (CMI)

Role
President & CEO, Director
Signature
/s/ Nicole Y. Lamb-Hale, Attorney-in-Fact
Stock symbol
CMI
Transactions as of
Nov 22, 2023
Transactions value $
-$356
Form type
4
Date filed
11/27/2023, 08:02 PM
Previous filing
Oct 3, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMI Common Sale -$356 -2.16 -0.15% $164.60 1.44K Nov 22, 2023 By 401(k) Plan F1, F2
holding CMI Common 2.37K Nov 22, 2023 Direct
holding CMI Common 11.4K Nov 22, 2023 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMI Stock Option (Right-to-Buy) 11.6K Nov 22, 2023 Common 11.6K $109.09 Direct
holding CMI Stock Option (Right-to-Buy) 1.34K Nov 22, 2023 Common 1.34K $128.05 Direct
holding CMI Stock Option (Right-to-Buy) 2.68K Nov 22, 2023 Common 2.68K $136.82 Direct
holding CMI Stock Option (Right-to-Buy) 13.3K Nov 22, 2023 Common 13.3K $142.12 Direct
holding CMI Stock Option (Right-to-Buy) 1.07K Nov 22, 2023 Common 1.07K $149.34 Direct
holding CMI Stock Option (Right-to-Buy) 8.76K Nov 22, 2023 Common 8.76K $149.72 Direct
holding CMI Stock Option (Right-to-Buy) 350 Nov 22, 2023 Common 350 $154.35 Direct
holding CMI Stock Option (Right-to-Buy) 6.95K Nov 22, 2023 Common 6.95K $160.10 Direct
holding CMI Stock Option (Right-to-Buy) 12.3K Nov 22, 2023 Common 12.3K $163.43 Direct
holding CMI Stock Option (Right-to-Buy) 1.24K Nov 22, 2023 Common 1.24K $166.18 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale was made as a realignment of investments in 401(k) Plan.
F2 The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.

Remarks:

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