Jeffrey A. Dowdle - Nov 8, 2023 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
COO & Head of Asset Mgmt.
Signature
/s/ Jeffrey A. Dowdle by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Nov 8, 2023
Transactions value $
-$799,629
Form type
4
Date filed
11/13/2023, 06:00 AM
Previous filing
Jun 8, 2023
Next filing
Dec 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Sale -$800K -8.04K -16.65% $99.41 40.3K Nov 8, 2023 Direct F1, F2
holding RJF Common Stock 1.13K Nov 8, 2023 by Daughter EC F3
holding RJF Common Stock 13.4K Nov 8, 2023 ESOP F4
holding RJF Common Stock 1.13K Nov 8, 2023 UTMA Custodian for Son GT F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average sale price. The range of prices for such transaction was $99.40 to $99.48.
F3 The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 8, 2023.

Remarks:

This Form 4 reports the open market sale by the reporting person of shares of common stock.