Keir D. Gumbs - Nov 9, 2023 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role
CVP and Chief Legal Officer
Signature
Maria Allen, Power of Attorney
Stock symbol
BR
Transactions as of
Nov 9, 2023
Transactions value $
-$64,762
Form type
4
Date filed
11/9/2023, 04:54 PM
Previous filing
Sep 1, 2023
Next filing
Jan 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BR Common Stock Options Exercise $601K +4.15K +29.6% $144.84 18.2K Nov 9, 2023 Direct
transaction BR Common Stock Sale -$666K -3.77K -20.75% $176.61 14.4K Nov 9, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BR Stock Option (Right to Buy) Options Exercise $0 -4.15K -25% $0.00 12.5K Nov 9, 2023 Common Stock 4.15K $144.84 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.55 - $176.62, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.