Christopher Swift - Nov 3, 2023 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role: Chairman and CEO, Director
Signature: Anthony J. Salerno, Jr., Attorney-in-Fact
Stock symbol: HIG
Transactions as of: Nov 3, 2023
Transactions value $: $0
Form type: 4
Date filed: 11/7/2023, 04:15 PM
Previous filing: Sep 15, 2023
Next filing: Nov 16, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HIG	Common Stock	Gift	$0	-27K	-13.71%	$0.00	170K	Nov 3, 2023	Direct	F1
holding	HIG	Common Stock						15.5K	Nov 3, 2023	By Spouse
holding	HIG	Common Stock						95.4K	Nov 3, 2023	Swift Family Gift Trust
holding	HIG	Common Stock						60.9K	Nov 3, 2023	Swift Family Legacy Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HIG	Stock Option						69.2K	Nov 3, 2023	Common Stock	69.2K	$35.83	Direct	F2
holding	HIG	Stock Option						302K	Nov 3, 2023	Common Stock	302K	$41.25	Direct	F3
holding	HIG	Stock Option						294K	Nov 3, 2023	Common Stock	294K	$43.59	Direct	F4
holding	HIG	Stock Option						303K	Nov 3, 2023	Common Stock	303K	$48.89	Direct	F5
holding	HIG	Stock Option						352K	Nov 3, 2023	Common Stock	352K	$49.01	Direct	F6
holding	HIG	Stock Option						311K	Nov 3, 2023	Common Stock	311K	$51.87	Direct	F7
holding	HIG	Stock Option						285K	Nov 3, 2023	Common Stock	285K	$53.81	Direct	F8
holding	HIG	Stock Option						328K	Nov 3, 2023	Common Stock	328K	$55.27	Direct	F9
holding	HIG	Stock Option						302K	Nov 3, 2023	Common Stock	302K	$69.41	Direct	F10
holding	HIG	Stock Option						249K	Nov 3, 2023	Common Stock	249K	$78.28	Direct	F11

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involved a gift to a charitable institution.
F2	The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F3	The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F4	The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F5	The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F6	The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F7	One-third of the options became exercisable on February 23, 2022, an additional one-third of the options became exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F8	The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F9	The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
F10	One-third of the options became exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
F11	One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.