Christopher Swift - 03 Nov 2023 Form 4 Insider Report for HARTFORD FINANCIAL SERVICES GROUP, INC. (HIG)

Role: Chairman and CEO, Director
Signature: Anthony J. Salerno, Jr., Attorney-in-Fact
Issuer symbol: HIG
Transactions as of: 03 Nov 2023
Net transactions value: $0
Form type: 4
Filing time: 07 Nov 2023, 16:15:37 UTC
Previous filing: 15 Sep 2023
Next filing: 16 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HIG	Common Stock	Gift	$0	-27,040	-14%	$0.000000	170,180	03 Nov 2023	Direct	F1
holding	HIG	Common Stock						15,503	03 Nov 2023	By Spouse
holding	HIG	Common Stock						95,386	03 Nov 2023	Swift Family Gift Trust
holding	HIG	Common Stock						60,865	03 Nov 2023	Swift Family Legacy Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HIG	Stock Option						69,248	03 Nov 2023	Common Stock	69,248	$35.83	Direct	F2
holding	HIG	Stock Option						301,887	03 Nov 2023	Common Stock	301,887	$41.25	Direct	F3
holding	HIG	Stock Option						294,481	03 Nov 2023	Common Stock	294,481	$43.59	Direct	F4
holding	HIG	Stock Option						302,908	03 Nov 2023	Common Stock	302,908	$48.89	Direct	F5
holding	HIG	Stock Option						352,263	03 Nov 2023	Common Stock	352,263	$49.01	Direct	F6
holding	HIG	Stock Option						310,820	03 Nov 2023	Common Stock	310,820	$51.87	Direct	F7
holding	HIG	Stock Option						284,819	03 Nov 2023	Common Stock	284,819	$53.81	Direct	F8
holding	HIG	Stock Option						327,679	03 Nov 2023	Common Stock	327,679	$55.27	Direct	F9
holding	HIG	Stock Option						301,932	03 Nov 2023	Common Stock	301,932	$69.41	Direct	F10
holding	HIG	Stock Option						248,933	03 Nov 2023	Common Stock	248,933	$78.28	Direct	F11

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction involved a gift to a charitable institution.
F2	The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
F3	The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
F4	The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
F5	The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
F6	The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
F7	One-third of the options became exercisable on February 23, 2022, an additional one-third of the options became exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
F8	The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
F9	The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
F10	One-third of the options became exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
F11	One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.