| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | USB | Series B Preferred Stock Depositary Shares | +Buy | $2,389 | +105 | $22.75 | 105 | Nov 18, 2016 | By Trust | F1 | |
| transaction | USB | Series F Preferred Stock Depositary Shares | +Buy | $3,129 | +111 | $28.19 | 111 | Nov 18, 2016 | By Trust | F1 | |
| transaction | USB | Series G Preferred Stock Depositary Shares | +Buy | $666 | +26 | $25.60 | 26 | Nov 18, 2016 | By Trust | F1 | |
| transaction | USB | Series H Preferred Stock Depositary Shares | +Buy | $1,985 | +81 | $24.51 | 81 | Nov 18, 2016 | By Trust | F1 | |
| transaction | USB | Series F Preferred Stock Depositary Shares | +Buy | $291 | +10 | +9.01% | $29.06 | 121 | Mar 16, 2017 | By Trust | F1 |
| transaction | USB | Common Stock, $0.01 par value | +Buy | $158 | +3 | +0.44% | $52.64 | 684 | Mar 24, 2017 | By Trust | F1 |
| transaction | USB | Common Stock, $0.01 par value | +Buy | $2,902 | +55 | +8.04% | $52.77 | 739 | Mar 28, 2017 | By Trust | F1 |
| transaction | USB | Series B Preferred Stock Depositary Shares | +Buy | $184 | +8 | +7.62% | $23.06 | 113 | Mar 28, 2017 | By Trust | F1 |
| transaction | USB | Series F Preferred Stock Depositary Shares | +Buy | $290 | +10 | +8.26% | $29.04 | 131 | Mar 28, 2017 | By Trust | F1 |
| transaction | USB | Series H Preferred Stock Depositary Shares | +Buy | $155 | +6 | +7.41% | $25.88 | 87 | Mar 28, 2017 | By Trust | F1 |
| transaction | USB | Series G Preferred Stock Depositary Shares | -Other | -$650 | -26 | -100% | $25.00 | 0 | Apr 17, 2017 | By Trust | F1, F2 |
| transaction | USB | Common Stock, $0.01 par value | -Sell | -$593 | -11 | -1.49% | $53.88 | 728 | Oct 17, 2017 | By Trust | F1 |
| transaction | USB | Series B Preferred Stock Depositary Shares | -Sell | -$69 | -3 | -2.65% | $23.06 | 110 | Oct 17, 2017 | By Trust | F1 |
| transaction | USB | Series F Preferred Stock Depositary Shares | -Sell | -$69 | -3 | -2.29% | $23.06 | 128 | Oct 17, 2017 | By Trust | F1 |
| transaction | USB | Series H Preferred Stock Depositary Shares | -Sell | -$51 | -2 | -2.3% | $25.44 | 85 | Oct 17, 2017 | By Trust | F1 |
| transaction | USB | Common Stock, $0.01 par value | -Sell | -$816 | -16 | -2.2% | $50.98 | 712 | Mar 22, 2018 | By Trust | F1 |
| transaction | USB | Series B Preferred Stock Depositary Shares | -Sell | -$69 | -3 | -2.73% | $23.13 | 107 | Mar 22, 2018 | By Trust | F1 |
| transaction | USB | Series F Preferred Stock Depositary Shares | -Sell | -$84 | -3 | -2.34% | $28.07 | 125 | Mar 22, 2018 | By Trust | F1 |
| transaction | USB | Series H Preferred Stock Depositary Shares | -Sell | -$51 | -2 | -2.35% | $25.37 | 83 | Mar 22, 2018 | By Trust | F1 |
| transaction | USB | Series B Preferred Stock Depositary Shares | -Sell | -$23 | -1 | -0.93% | $22.98 | 106 | Apr 16, 2018 | By Trust | F1 |
| transaction | USB | Series F Preferred Stock Depositary Shares | -Sell | -$28 | -1 | -0.8% | $27.66 | 124 | Apr 16, 2018 | By Trust | F1 |
| transaction | USB | Series H Preferred Stock Depositary Shares | -Sell | -$25 | -1 | -1.2% | $25.16 | 82 | Apr 16, 2018 | By Trust | F1 |
| transaction | USB | Series H Preferred Stock Depositary Shares | -Sell | -$436 | -17 | -20.73% | $25.64 | 65 | Jun 13, 2018 | By Trust | F1 |
| transaction | USB | Common Stock, $0.01 par value | -Gift | $0 | -356 | -50% | $0.00 | 356 | Sep 17, 2018 | By Trust | F1 |
| transaction | USB | Series B Preferred Stock Depositary Shares | -Gift | $0 | -53 | -50% | $0.00 | 53 | Sep 17, 2018 | By Trust | F1 |
| transaction | USB | Series F Preferred Stock Depositary Shares | -Gift | $0 | -62 | -50% | $0.00 | 62 | Sep 17, 2018 | By Trust | F1 |
| transaction | USB | Series H Preferred Stock Depositary Shares | -Gift | $0 | -33 | -50.77% | $0.00 | 32 | Sep 17, 2018 | By Trust | F1 |
| transaction | USB | Common Stock, $0.01 par value | -Gift | $0 | -356 | -100% | $0.00 | 0 | Sep 18, 2018 | By Trust | F1 |
| transaction | USB | Series B Preferred Stock Depositary Shares | -Gift | $0 | -53 | -100% | $0.00 | 0 | Sep 18, 2018 | By Trust | F1 |
| transaction | USB | Series F Preferred Stock Depositary Shares | -Gift | $0 | -62 | -100% | $0.00 | 0 | Sep 18, 2018 | By Trust | F1 |
James B. Kelligrew is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. |
| F2 | The reported securities were called for redemption by the issuer at a price equal to their liquidation value. |
Multiple Forms Submitted