Amit Banati - 02 Oct 2023 Form 4 Insider Report for KELLANOVA (K)

Role
Vice Chairman & CFO
Signature
John Min, Attorney-in-Fact
Issuer symbol
K
Transactions as of
02 Oct 2023
Net transactions value
$0
Form type
4
Filing time
04 Oct 2023, 17:15:36 UTC
Previous filing
28 Aug 2023
Next filing
30 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding K Common 79,245 02 Oct 2023 Held in Trust by Spouse and Child F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding K Restricted Stock Units 11,231 02 Oct 2023 Common 11,231 Direct F2, F3, F4
holding K Restricted Stock Units 11,527 02 Oct 2023 Common 11,527 Direct F2, F4, F5
holding K Restricted Stock Units 12,454 02 Oct 2023 Common 12,454 Direct F2, F4, F6
holding K Stock Option 37,558 02 Oct 2023 Common 37,558 $50.18 Held in Trust by Spouse and Child F4, F7
holding K Stock Option 56,394 02 Oct 2023 Common 56,394 $51.23 Held in Trust by Spouse and Child F4, F8
holding K Stock Option 22,046 02 Oct 2023 Common 22,046 $56.69 Held in Trust by Spouse and Child F4, F9
holding K Stock Option 49,848 02 Oct 2023 Common 49,848 $57.96 Held in Trust by Spouse and Child F4, F10
holding K Stock Option 44,319 02 Oct 2023 Common 44,319 $61.62 Held in Trust by Spouse and Child F4, F11
holding K Stock Option 33,013 02 Oct 2023 Common 33,013 $64.48 Held in Trust by Spouse and Child F4, F12
holding K Stock Option 34,596 02 Oct 2023 Common 34,596 $66.80 Held in Trust by Spouse and Child F4, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Excludes dividends reinvested after January 1, 2023.
F2 Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.
F3 The restricted stock units vest on February 17, 2026, the third anniversary of the grant date.
F4 On October 2, 2023, Kellanova (f/k/a Kellogg Company) ("Kellanova") completed a prorata spinoff distribution ("Distribution") of all of its shares of WK Kellogg Co. In connection with the Distribution, pursuant tothe terms of the Employee Matters Agreement, dated as of September 29, 2023 by and between Kellanova and WK Kellogg Co, equity awards held by the Reporting Person, and where applicable, exercise prices, were equitably adjusted.
F5 The restricted stock units vest on February 18, 2025, the third anniversary of the grant date.
F6 The restricted stock units vest on February 19, 2024, the third anniversary of the grant date.
F7 The option vests in three equal annual installments beginning February 22, 2020.
F8 The option vests in three equal annual installments beginning February 19, 2022.
F9 The option vests in three equal annual installments beginning February 20, 2016.
F10 The option vests in three equal annual installments beginning February 21, 2021.
F11 The option vests in three equal annual installments beginning February 16, 2019.
F12 The option vests in three equal annual installments beginning February 17, 2018.
F13 The option vests in three equal annual installments beginning February 19, 2017.