Kris Bahner - 02 Oct 2023 Form 4 Insider Report for KELLANOVA (K)

Role
SVP-Chief Global Corp Affairs
Signature
John Min, Attorney-in-Fact
Issuer symbol
K
Transactions as of
02 Oct 2023
Net transactions value
$0
Form type
4
Filing time
04 Oct 2023, 17:15:32 UTC
Previous filing
10 May 2023
Next filing
30 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding K Common 18,013 02 Oct 2023 Direct F1
holding K Common 147 02 Oct 2023 By 401(k) Profit Sharing Plan F1
holding K Common 2,124 02 Oct 2023 Held Jointly with Son F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding K Restricted Stock Units 2,813 02 Oct 2023 Common 2,813 Direct F2, F3, F4
holding K Restricted Stock Units 3,009 02 Oct 2023 Common 3,009 Direct F2, F4, F5
holding K Restricted Stock Units 3,120 02 Oct 2023 Common 3,120 Direct F2, F4, F6
holding K Restricted Stock Units 9,593 02 Oct 2023 Common 9,593 Direct F2, F4, F7
holding K Stock Option 19,288 02 Oct 2023 Common 19,288 $50.18 Direct F4, F8
holding K Stock Option 14,098 02 Oct 2023 Common 14,098 $51.23 Direct F4, F9
holding K Stock Option 9,836 02 Oct 2023 Common 9,836 $56.69 Direct F4, F10
holding K Stock Option 11,396 02 Oct 2023 Common 11,396 $57.96 Direct F4, F11
holding K Stock Option 15,263 02 Oct 2023 Common 15,263 $61.62 Direct F4, F12
holding K Stock Option 12,775 02 Oct 2023 Common 12,775 $64.48 Direct F4, F13
holding K Stock Option 12,662 02 Oct 2023 Common 12,662 $66.80 Direct F4, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Excludes dividends reinvested after January 1, 2023.
F2 Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.
F3 The restricted stock units vest on February 17, 2026, the third anniversary of the grant date.
F4 On October 2, 2023, Kellanova (f/k/a Kellogg Company) ("Kellanova") completed a prorata spinoff distribution ("Distribution") of all of its shares of WK Kellogg Co. In connection with the Distribution, pursuant to the terms of the Employee Matters Agreement, dated as of September 29, 2023 by and between Kellanova and WK Kellogg Co, equity awards held by the Reporting Person, and where applicable, exercise prices, were equitably adjusted.
F5 The restricted stock units vest on February 18, 2025, the third anniversary of the grant date.
F6 The restricted stock units vest on February 19, 2024, the third anniversary of the grant date.
F7 The restricted stock units vest on November 16, 2024, the third anniversary of the grant date.
F8 The option vests in three equal annual installments beginning February 22, 2020.
F9 The option vests in three equal annual installments beginning February 19, 2022.
F10 The option vests in three equal annual installments beginning February 20, 2016.
F11 The option vests in three equal annual installments beginning February 21, 2021.
F12 The option vests in three equal annual installments beginning February 16, 2019.
F13 The option vests in three equal annual installments beginning February 17, 2018.
F14 The option vests in three equal annual installments beginning February 19, 2017.