James Robert Edward Coulter - Sep 30, 2023 Form 4 Insider Report for RAYMOND JAMES FINANCIAL INC (RJF)

Role
Director & CEO, RJ Ltd.
Signature
/s/ James Robert Edward Coulter by Jonathan J. Doyle as Attorney-in-Fact
Stock symbol
RJF
Transactions as of
Sep 30, 2023
Transactions value $
$0
Form type
4
Date filed
10/2/2023, 12:36 PM
Previous filing
Dec 16, 2022
Next filing
Dec 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RJF Common Stock Options Exercise $0 +3.2K +26.03% $0.00 15.5K Sep 30, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RJF Restricted Stock Units Options Exercise $0 -3.2K -100% $0.00* 0 Sep 30, 2023 Common Stock 3.2K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Remarks:

This Form 4 reports the vesting of RSUs awarded to the reporting person.