Timothy N. White - Sep 1, 2023 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Role
President, Refrigeration
Signature
/s/ Erin O'Neal as Attorney-in-Fact
Stock symbol
CARR
Transactions as of
Sep 1, 2023
Transactions value $
-$210,438
Form type
4
Date filed
9/5/2023, 04:15 PM
Previous filing
Feb 3, 2023
Next filing
Feb 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CARR Common Stock Options Exercise $0 +10.6K +167.42% $0.00 16.9K Sep 1, 2023 Direct F1
transaction CARR Common Stock Tax liability -$210K -3.63K -21.43% $57.94 13.3K Sep 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CARR Restricted Stock Unit RSU Options Exercise $0 -10.6K -100% $0.00* 0 Sep 1, 2023 Common Stock 10.6K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2 On September 1, 2021, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date.