Keir Devon Gumbs - 15 Aug 2023 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: CVP and Chief Legal Officer
Signature: Maria Allen, Power of Attorney
Issuer symbol: BR
Transactions as of: 15 Aug 2023
Net transactions value: -$422,546
Form type: 4
Filing time: 17 Aug 2023, 14:59:07 UTC
Previous filing: 24 Jul 2023
Next filing: 01 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Award	$0	+3,622	+34%	$0.000000	14,193	15 Aug 2023	Direct	F1
transaction	BR	Common Stock	Options Exercise	$0	+4,848	+34%	$0.000000	19,041	16 Aug 2023	Direct	F2
transaction	BR	Common Stock	Tax liability	$422,546	-2,330	-12%	$181.35	16,711	16 Aug 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BR	Restricted Stock Unit	Options Exercise	$0	-4,848	-100%	$0.000000^*	0	16 Aug 2023	Common Stock	4,848	$0.000000	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a two-year performance period and represent a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on April 1, 2024.
F2	Each Restricted Stock Unit represented one share of Broadridge common stock and on August 16, 2023 4,848 Restricted Stock Units vested and converted into an equal number of shares of common stock.