Paul G. Heller - 09 Aug 2023 Form 4 Insider Report for HUNTINGTON BANCSHARES INC /MD/ (HBANP)

Signature
Anne Kruger, Attorney-in-Fact
Issuer symbol
HBANP
Transactions as of
09 Aug 2023
Net transactions value
-$378,738
Form type
4
Filing time
11 Aug 2023, 18:47:14 UTC
Previous filing
16 May 2023
Next filing
04 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HBAN Common Stock Options Exercise $542,858 +63,344 +14% $8.57 529,727 09 Aug 2023 Direct F1
transaction HBAN Common Stock Sale $283,215 -23,817 -4.5% $11.89 505,910 09 Aug 2023 Direct F2
transaction HBAN Common Stock Tax liability $638,381 -53,668 -11% $11.90 452,242 09 Aug 2023 Direct F3
holding HBAN Common Stock 7,228 09 Aug 2023 By Issuer's Supplemental Stock Purchase and Tax Savings Plan F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HBAN Employee/Director Stock Option (Right to Buy) Options Exercise $0 -63,344 -50% $0.000000 63,345 09 Aug 2023 Common Stock 63,344 $8.57 Direct
holding HBAN Employee/Director Stock Option (Right to Buy) 74,733 09 Aug 2023 Common Stock 74,733 $13.09 Direct
holding HBAN Employee/Director Stock Option (Right to Buy) 176,701 09 Aug 2023 Common Stock 176,701 $13.77 Direct
holding HBAN Employee/Director Stock Option (Right to Buy) 135,658 09 Aug 2023 Common Stock 135,658 $14.81 Direct
holding HBAN Employee/Director Stock Option (Right to Buy) 126,262 09 Aug 2023 Common Stock 126,262 $16.08 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes accrued dividend equivalents reflecting exempt automatic reinvestment of dividends on awards of restricted stock units.
F2 This transaction was executed in multiple trades ranging from $11.89 to $11.895. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades ranging from $11.89 to $11.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4 Total includes the exempt acquisition of shares via the automatic reinvestment of dividends. Amount corrected due to decimal rounding error.
F5 The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.