| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Sale | $677,343 | -4,310 | -6.9% | $157.16 | 57,735 | 07 Aug 2023 | Direct | F1 |
| holding | JPM | Common Stock | 34,556 | 07 Aug 2023 | By GRAT | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Balances reflect a) 8,468 shares and b) 8,770 shares transferred from a Grantor Retained Annuity Trust ("GRAT") to the Grantor on May 1, 2023 and c) 20,744 shares transferred from the Grantor to fund a new GRAT on May 5, 2023. These transactions are exempt from Section 16(b) pursuant to Rule 16a-13. |