David L. Gitlin - 24 May 2023 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 May 2023, 17:20:46 UTC
Prior SEC filing
17 May 2023
Next SEC filing
06 Jul 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark G. Thompson as Attorney-in-Fact

Key filing fact

David L. Gitlin filed Form 4 for CARRIER GLOBAL Corp (CARR) on 25 May 2023.

Key facts

  • This page summarizes David L. Gitlin's Form 4 filing for CARRIER GLOBAL Corp (CARR).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 25 May 2023, 17:20.

Change

  • Previous filing in this sequence was filed on 17 May 2023.
  • Current net transaction value: -$6,319.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CARR transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+412
Change %
+0.12%
Price
$0.000000
Shares after
353,108
Date
24 May 2023
Ownership
Direct
Footnotes
F1
CARR transaction

Common Stock

Tax liability

Transaction value
$6,319
Shares
-153
Change %
-0.04%
Price
$41.30
Shares after
352,955
Date
24 May 2023
Ownership
Direct
CARR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
176,397
Date
24 May 2023
Ownership
By Family Trust
CARR holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
102,374
Date
24 May 2023
Ownership
By Spouse's Trust

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CARR transaction Derivative

Restricted Stock Unit RSU

Options Exercise

Transaction value
$0
Shares
-412
Change %
-100%
Price
$0.000000*
Shares after
0
Date
24 May 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
412
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

Footnote F2

The reporting person was granted RSUs on May 14, 2020. And on May 14, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until May 24, 2023.

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