James Dimon - 12 May 2023 Form 4 Insider Report for JPMORGAN CHASE & CO (JPM)

Role
Chairman & CEO, Director
Signature
/s/ Holly Youngwood under POA
Issuer symbol
JPM
Transactions as of
12 May 2023
Net transactions value
$0
Form type
4
Filing time
16 May 2023, 16:34:25 UTC
Previous filing
28 Mar 2023
Next filing
02 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JPM Common Stock Gift $0 -138,740 -31% $0.000000 311,861 12 May 2023 Direct F1
transaction JPM Common Stock Gift $0 +138,740 +20% $0.000000 834,415 12 May 2023 By Spouse
holding JPM Common Stock 8,572 12 May 2023 By 401(k)
holding JPM Common Stock 3,003,195 12 May 2023 By Family Trusts
holding JPM Common Stock 4,320,532 12 May 2023 By GRATs F1
holding JPM Common Stock 152,940 12 May 2023 By LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Balance reflects a) 484,633 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on May 12, 2023; b) 283,594 shares transferred from a GRAT to the Grantor on May 12, 2023; c) 598,998 shares transferred from a GRAT to the Grantor on May 15, 2023; and d) 1,574,667 shares transferred from Grantor to a GRAT on May 15, 2023. These transfers are exempt from Section 16 pursuant to Rule 16a-13.
F2 Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.