| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Sale | $665,331 | -4,932 | -1.7% | $134.90 | 282,091 | 15 May 2023 | Direct | F1 |
| holding | JPM | Common Stock | 23,669 | 15 May 2023 | By Family Trust | ||||||
| holding | JPM | Common Stock | 104,099 | 15 May 2023 | By GRATs | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Balance reflects a) 17,264 shares transferred from a Grantor Retained Annuity Trust (GRAT) to the Grantor on May 11, 2023, and b) 10,154 shares transferred from a GRAT to the Grantor on May 11, 2023. These transfers are exempt from Section 16 pursuant to Rule 16a-13. |