Key facts
- This page summarizes David L. Gitlin's Form 4 filing for CARRIER GLOBAL Corp (CARR).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 May 2023, 16:12.
David L. Gitlin - 14 May 2023 Form 4 Insider Report for CARRIER GLOBAL Corp (CARR)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- CARR
- Reported as of
- 14 May 2023
- Net transaction value
- -$1,444,526
- SEC form
- 4
- Accepted by SEC
- 16 May 2023, 16:12:39 UTC
- Prior SEC filing
- 05 Apr 2023
- Next SEC filing
- 17 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark G. Thompson as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David L. Gitlin filed Form 4 for CARRIER GLOBAL Corp (CARR) on 16 May 2023.
Change
- Previous filing in this sequence was filed on 05 Apr 2023.
- Current net transaction value: -$1,444,526.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CARR
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +92,078
- Change %
- +50%
- Price
- $0.000000
- Shares after
- 274,587
- Date
- 14 May 2023
- Ownership
- Direct
- Footnotes
- F1
CARR
transaction
Common Stock
Tax liability
- Transaction value
- $1,444,526
- Shares
- -34,069
- Change %
- -12%
- Price
- $42.40
- Shares after
- 240,518
- Date
- 14 May 2023
- Ownership
- Direct
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 176,397
- Date
- 14 May 2023
- Ownership
- By Family Trust
CARR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 102,374
- Date
- 14 May 2023
- Ownership
- By Spouse's Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CARR
transaction
Derivative
Restricted Stock Unit RSU
Options Exercise
- Transaction value
- $0
- Shares
- -92,078
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 14 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 92,078
- Exercise price
- $16.55
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. Due to an administrative error, the prior Form 4 reporting the grant of these RSUs specified an exercise price of $16.55.
Footnote F2
On May 14, 2020, the reporting person was granted RSUs. These RSUs fully vested on the Transaction Date.