Richard John Stingi - Apr 1, 2023 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate VP and CHRO
Signature: Maria Allen, Power of Attorney
Stock symbol: BR
Transactions as of: Apr 1, 2023
Transactions value $: -$246,384
Form type: 4
Date filed: 4/4/2023, 04:15 PM
Previous filing: Feb 17, 2023
Next filing: May 4, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$0	+1.36K	+25.79%	$0.00	6.63K	Apr 1, 2023	Direct	F1
transaction	BR	Common Stock	Tax liability	-$102K	-695	-10.48%	$146.57	5.94K	Apr 1, 2023	Direct
transaction	BR	Common Stock	Tax liability	-$145K	-986	-16.61%	$146.57	4.95K	Apr 1, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BR	FY2020 RSUs	Options Exercise	$0	-1.36K	-100%	$0.00^*	0	Apr 1, 2023	Common Stock	1.36K	$0.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2023 1,360 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2	Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,904 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2023.