Richard John Stingi - 01 Apr 2023 Form 4 Insider Report for BROADRIDGE FINANCIAL SOLUTIONS, INC. (BR)

Role: Corporate VP and CHRO
Signature: Maria Allen, Power of Attorney
Issuer symbol: BR
Transactions as of: 01 Apr 2023
Net transactions value: -$246,384
Form type: 4
Filing time: 04 Apr 2023, 16:15:46 UTC
Previous filing: 17 Feb 2023
Next filing: 04 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BR	Common Stock	Options Exercise	$0	+1,360	+26%	$0.000000	6,633	01 Apr 2023	Direct	F1
transaction	BR	Common Stock	Tax liability	$101,866	-695	-10%	$146.57	5,938	01 Apr 2023	Direct
transaction	BR	Common Stock	Tax liability	$144,518	-986	-17%	$146.57	4,952	01 Apr 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BR	FY2020 RSUs	Options Exercise	$0	-1,360	-100%	$0.000000^*	0	01 Apr 2023	Common Stock	1,360	$0.000000	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2023 1,360 Restricted Stock Units vested and converted into an equal number of shares of common stock.
F2	Represents the amount of shares withheld to cover tax liabilities upon the vesting of 1,904 performance based Restricted Stock Units that vested and converted into an equal number of shares of common stock on April 1, 2023.